Job Description –
Audit Compliance Lead
Location: Remote
Duration: 12+ Months
“Description:
TWA Finance Analyst Associate is responsible for receiving, evaluating, and documenting approvals related to transactions with affiliates between SBNA and affiliated entities. The resource requires specialized knowledge of Regulation W and TWA operating policy and procedures. Job responsibilities include responding to requests relating to TWA Finance and Regulation W, providing guidance to the business on operating policy and procedures.
Responsibilities would include, but not be limited to:
Monitoring team mailbox for new TWA consults and transactions and providing preliminary responses and next steps
Assisting business and functional representatives with preparing standardized documentation for transactions requiring review in compliance with TWA Operating Policy
Data collection and preparation of quantitative limits monitoring
Preparation of monthly Key Performance Indicator reporting
Preparing agenda, meeting notes, and administrative documentation for TWA review group transaction approvals
Update and review of current TWA Finance procedure documentations to align to current TWA Operating Policy
Special projects as assigned (may include process improvement, supporting new business and strategic initiatives, etc.)
Core Requirements:
8+ years of experience
Experience with Regulation W
Experience in Regulatory Reporting and Compliance
Bachelor s Degree in Accounting, Finance preferred
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