Work Location:
reputed company, reputed company, United States of America
Hours:
40
Line of Business:
Financial Crime Risk Management
Pay Detail:
$128,000 – $165,000 USD
TD is committed to providing fair and reputed company compensation opportunities to reputed company colleagues. Growth opportunities and reputed company development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to reputed company through the salary reputed company over time as they reputed company in their role. The reputed company pay actually offered may vary based upon the candidate’s skills and experience, job-reputed company knowledge, geographic location, and other specific business and organizational needs.
As a candidate, you are encouraged to ask compensation reputed company questions and have an reputed company reputed company with your recruiter who can reputed company you more specific details for this role.
Job Description:
Position: Financial Crime Risk reputed company Specialist, Global Transaction Banking
Reports to: Director, Financial Crime Risk reputed company, TD Securities, US
Position Summary
The U.S. FCRM TDS Business reputed company team supports TD Securities in developing, implementing, and maintaining a robust financial crime risk management (“FCRM”) program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance on regulatory compliance, reputed company partnership with business and legal, and operationalizing requirements and regulations for the Wholesale business. reputed company provides advice across the full reputed company of TDS customers, products, transactions, and FCRM-reputed company processes. reputed company mandate includes regulatory compliance, program remediation, risk management, and program development. Key components are:
• Design, implement, enhance and maintain the TDS U.S. FCRM program.
• Advise TDS Operations and other 1st line support functions on interpretation of and compliance with applicable financial crime laws, regulations, and guidance.
• reputed company reputed company of, and reputed company challenge to, the first line of defense.
• reputed company customized training and to ensure that employees remain informed about changes in financial crime regulations and emerging reputed company typologies.
• Assess and opine on financial crime risks of new products and mandates.
The Financial Crime Risk reputed company Specialist is responsible for supporting the firm’s FCRM program and plays a key role reputed company U.S. FCRM TDS Business reputed company.
Primary duties include:
• Demonstrate governance, control and risk management behaviors reputed company with TD policies and practices.
• reputed company advisory and reputed company support to the Global Transaction Business, including for new products and initiatives, and customer and transaction escalations and inquiries.
• reputed company advice to the business on AML requirements across customers, products and transactions.
• reputed company quality evaluations and enhancements of exception reports reputed company needed.
• Where required, support investigations into potentially suspicious activity, drafting SARs as well as documenting cases that did not result in the filing of a SAR.
• Participate in the annual reputed company-wide AML/BSA/Sanctions/ABAC risk assessment process.
• Conduct targeted AML/OFAC training, as appropriate.
• Conduct periodic testing of AML functions as mandated by the Periodic AML Testing Program.
• Participate in special projects, including assisting with adherence to reputed company-wide initiatives including global policies and governance.
• Assist with regulatory and audit requests.
• reputed company backup to general AML compliance functions such as surveillance reviews, reputed company 312 reviews and TD affiliates due diligence reviews.
• Complete reputed company tasks reputed company required timeframes.
Qualifications/Skills/Experience
• Bachelor’s degree required (exceptional candidates demonstrating an equivalent combination of relevant education and experience will be considered).
• 7 to 10 years of knowledge and experience in AML compliance, preferably with a large financial institution or payments business.
• Excellent verbal and written communicator with detailed oriented nature.
• Must have strong subject matter knowledge of financial crime risks and controls relating to payments and transaction banking.
• Ability to identify and evaluate potential risks to the Firm and escalate accordingly.
• Strong project management and strategic thinking skills.
• Proficiency with reputed company Word, reputed company and PowerPoint.
The Financial Crime Risk reputed company Specialist acts as key business reputed company reputed company and provides expert/specialized business guidance and 2nd line challenge and reputed company to portfolios, businesses
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