Note: The job is a remote job and is open to candidates in USA. Ryan, Miller & Associates Executive Search is seeking a Senior Compliance Analyst to strengthen internal audit and oversight as its compliance program matures. The role involves independently running risk-based audits and building scalable processes to support the company’s growth.ResponsibilitiesExecute compliance monitoring on a weekly, monthly, and quarterly cadenceRun risk-based audits across compliance, operations, underwriting, and risk functionsReview client onboarding files, including identity verification, ownership disclosure, and enhanced due diligenceSupport regulatory exams and bank-partner reviews, including evidence gathering and documentationOwn audit issue tracking and validate that corrective actions are actually resolvedPerform compliance testing and report findings to leadership, including quarterly Board reportingSkillsBachelor’s degree in Accounting, Finance, Business, Risk Management, Compliance, or related field4+ years in compliance, internal audit, risk, banking, fintech, or paymentsReal experience performing audits, monitoring, or regulatory exams — not just supporting themStrong analytical, documentation, and communication skillsComfortable owning audit work independently, start to finishCompany OverviewFor over four decades, Ryan Miller and Associates (RMA) has been a National leader in the recruitment of Financial Services professionals for the Commercial Banking, Investment Management, Investment Banking, Private Equity and Commercial Finance industries. It was founded in 1977, and is headquartered in Los Angeles, CA, US, with a workforce of 11-50 employees. Its website is http://rmasearch.com/.
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